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LEGG MASON GLOBAL ASSET MANAGEMENT

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Catalogue reference · Recorded date: 2024-05-24. Confirm the exact legal entity and current status with the authority.

Commercial name: LEGG MASON GLOBAL ASSET MANAGEMENT
Authority jurisdiction: Japan
Authority reference: 48
Categories: 1
Category details: Unregistered/Unlicensed entity offering financial products or services
Additional catalogue information: 1. Location of office or Address Unknown 2. Content, etc. of Financial Instruments Business Indication on their website that they are engaged in the financial instruments business without the statutory registration in Japan. 3. Notes They misrepresent themselves as a registered operator using the indication of “金融商品取引業者（第二種金融商品取引業及び投資助言・代理業）and加入協会：一般社団法人第二種金融商品取引業協会及び一般社団法人日本投資顧問業協会”, which means “Financial Instruments Business Operators (Type II Financial Instruments Business and Investment Advisory and Agency Business), and Affiliated Associations: Type II Financial Instruments Firms Association and Japan Investment Advisers Association”.
Validation date: 2024-05-24
Modification date: 2024-05-24

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